Compliance Testing & Monitoring Lead – US FinTech

Job Category: Financial Technology (Fin. Tech) Job Type: Full Time Job Location: Austin, CA, CT, FL, IL, MA, Miami, New York, NJ, TX Location: United States – Remote (US) or Hybrid (NYC / SF Bay Area / Austin / Miami). Open to candidates based in: NY, NJ, CT, CA, TX, FL, MA, IL (and other states depending on client). Reports to: CCO (or Head of Compliance Assurance).

Role Overview The Compliance Testing & Monitoring Lead builds and runs the compliance assurance program, providing independent monitoring and testing across AML/BSA, consumer compliance (UDAAP), and policy adherence. This role validates control effectiveness and drives evidence-based remediation.

Key Responsibilities

Design and execute a risk-based compliance monitoring and testing plan across key regulatory obligations and controls. Perform control testing, thematic reviews, and quality assurance of compliance processes (including AML investigations and SAR governance where applicable). Document testing results, identify root causes, and partner with control owners to agree remediation actions and timelines.

Maintain a central issues register and track remediation to closure with supporting evidence. Support internal/external audits and regulatory exams with well-organised workpapers and documentation. Develop compliance metrics and reporting for leadership and governance committees.

Requirements

Required Experience 5–10 years in compliance testing/monitoring, internal audit, or compliance assurance within financial services or Fin. Tech. Strong understanding of AML/BSA and/or consumer compliance requirements and control testing methodologies. Excellent documentation, analytical, and stakeholder management skills.

Preferred Background Experience building testing programs in a scaling environment; familiarity with GRC tooling. Professional certifications (e.g., CAMS, CRCM, CIA) are beneficial.

Benefits

$140,000 – $190,000 base, plus bonus/equity depending on stage. About Mastar. Rec Mastar. Rec is a boutique executive search partner supporting regulated organisations across the UK and United States. Apply (Confidentially): Submit CV via Mastar. Rec. All applications handled confidentially. https://mastarrec.com/submit-your-cv/