Head of Compliance

At Tech. Biz Global, we are providing recruitment service to our TOP clients from our portfolio. We are currently seeking a Head of Complience to join one of our clients ' teams. If you're looking for an exciting opportunity to grow in a innovative environment, this could be the perfect fit for you.

KEY RESPONSIBILITIES

Regulatory Compliance & Governance

• Oversee day-to-day compliance across all business activities, covering MiFID II, AML/CFT legislation, CSSF circulars, DORA, and relevant EU regulations.
• Own the development, maintenance, and continuous improvement of internal policies, procedures, and the compliance monitoring programme.
• Support the implementation of a governance structure aligned with the three lines of defense model.
• Provide practical regulatory guidance to management on new initiatives, product development, and operational changes. AML/CFT & Financial Crime Prevention
• Lead the AML/CFT framework, including institutional and client risk assessments, onboarding controls, ongoing monitoring, and suspicious activity reporting.
• Work closely with digital onboarding and Reg. Tech functions to ensure effective controls without compromising the client experience. Regulatory Interface
• Serve as a key point of contact with the CSSF on supervisory matters, licence conditions, and regulatory reporting.
• Prepare and coordinate regulatory submissions, respond to supervisory queries, and help maintain a constructive and transparent relationship with the regulator. Operational Resilience & ICT Governance
• Work alongside Risk and IT on DORA-related implementation, ICT risk governance, incident reporting, and oversight of outsourced service providers. Advisory & Culture
• Act as a trusted advisor to senior management and the Board on regulatory developments, emerging risks, and compliance strategy.
• Help set the tone from the top by embedding a strong compliance culture across the organisation from inception. Essential
• Approximately ten (10) to twelve (12) years of relevant compliance experience within Luxembourg-regulated financial institutions.
• Direct, hands-on exposure to the CSSF supervisory environment, including active interaction with the regulator.
• Proven track record of managing regulatory expectations and navigating supervisory processes.
• Strong working knowledge of MiFID II, AML/CFT requirements, and the regulatory framework applicable to investment firms.
• Eligible, based on qualifications and experience, for CSSF approval as Responsable du Contrôle (RC) and MLRO.
• Fluent English, written and spoken. Desirable
• Experience in fintech, digital wealth management, or technology-enabled investment platforms.
• Familiarity with Sharia-compliant investment products or Islamic finance principles.
• Working proficiency in French.