Summer Intern Compliance

COMPLIANCE SUMMER INTERN GENERAL The U.S. Compliance Departments (“Compliance”) of ICBC Standard Bank Group (the “Company”) are seeking a compliance intern to provide legal, regulatory and compliance support to its global operations, including ICBC Standard Bank Securities Inc. (“ICBC Securities”), which operates as a broker-dealer and is registered with the U.

S. Securities & Exchange Commission (“SEC”) and Financial Industry Regulatory Authority (“FINRA”); and ICBC Standard Resource (Americas) Inc., which operates as an introducing broker and is registered with the U.S. Commodity Futures Trading Commission (“CFTC”) and is a member of the National Futures Association (“NFA”).

The Compliance Intern shall be principally responsible for supporting the Company’s compliance program and simultaneously assisting the Company in its efforts to achieve compliance with US laws and regulations, including supporting any international affiliates under the ICBC Standard Bank Group to the extent that their operations impact its operations in the United States.

Furthermore, the Compliance Intern shall support the CCO of the Company on a broad range of compliance and regulatory projects with a global impact. DUTIES / RESPONSIBILITIES Support Compliance in various day-to-day compliance and regulatory related activities of the firm. Assist with recordkeeping and the maintenance of important regulatory records and logs.

Track and research new or changing laws, regulations and standards, including: Dodd-Frank Wall Street and Consumer Protection Act of 2010 ("Dodd-Frank Act"); Securities Exchange Acts of 1933 and 1934 (collectively, “Securities Exchange Act”) and the rules and regulations of the SEC promulgated thereunder; Commodity Exchange Act of 1936 ("Commodity Exchange Act") and the rules and regulations of the CFTC promulgated thereunder; Bank Holding Company Act of 1956; and regulations of the Federal Reserve Board and Federal Reserve Bank of New York; and rules and regulations of applicable designated self-regulatory organizations, such as FINRA, NFA and US futures and securities exchanges (like NYSE, NASD, CBOT, CME, COMEX and NYMEX).

Assist with preparation for documentation for internal/external audits, client forms and standard forms and templates. Participate in special projects as assigned by the CCO, including any projects related to legal, compliance and regulatory matters of the firm’s affiliate bank branches and CFTC-registered swap dealer operating in London.

Other related functions as shall from time to time be directed by management. REQUIRED SKILLS, EXPERIENCE & EDUCATION Education & Licensing Bachelors Candidate Experience Prior experience in a broker-dealer, futures commission merchant, bank or other financial institution would be a plus but is not a pre-requisite Required Skills Strong interest in financial services Ability to develop innovative solutions for complex issues that may have precedent-setting implications for the firm Strong writing skills Strong communication skills Analytical Salary is $150 per day