Trading Conduct Compliance Examiner
Canadian Investment Regulatory Organization
Toronto, ON, CANFull-timePosted Aug 20, 2026
Job description
Examine Dealers’ processes, procedures and supervision for their compliance with trading related Requirements as defined in the Universal Market Integrity Rules (UMIR) and the Investment Dealer and Partially Consolidated Rules (IDPC Rules). In addition, the examiner will participate in the review of trading related aspects of fixed income and OTC products.
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