Canadian Investment Regulatory Organization

Trading Conduct Compliance Examiner

Canadian Investment Regulatory Organization

Toronto, ON, CANFull timePosted Jul 17, 2026
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Job description

Examine Dealers’ processes, procedures and supervision for their compliance with trading related Requirements as defined in the Universal Market Integrity Rules (UMIR) and the Investment Dealer and Partially Consolidated Rules (IDPC Rules). In addition, the examiner will participate in the review of trading related aspects of fixed income and OTC products.