Private Wealth Management - Business Manager

About Us

Huatai International Financial Holdings Company Limited (“Huatai International” or “the Company”), is the only overseas wholly-owned or controlled subsidiary of Huatai Securities. Huatai International is the Huatai Group’s international arm which plays as a crucial role in the group's internationalization strategy by: a) not only providing offshore capital market services (and a global business platform) but also provides onshore clients with valuable cross-border capital market services (aligned with the mainland China government’s policies and commercial intentions); b) actively making use of Huatai Securities’ leading position, distribution network and customer base in mainland China; c) integrating on a global basis across many jurisdictions and regions, a successful and fully integrated international financial platform with innovative financial services solutions.

Huatai International operates as a holding company for consolidating all of the group’s cross-border businesses and companies under one umbrella, offering a truly unified and international business platform. In recognition of such international strength, the renowned international rating agency Standard and Poor’s has assigned Huatai International a “BBB+” rating (for long term) and “A-2” (for short-term).

Responsibilities

Advice front line staff on internal control and compliance issues and provide necessary guidance to PWM staffs on relevant compliance requirements; Act as the main contact person to group Risk, Internal Audit, Legal and Compliance Department for all relevant matters related to PWM; Ensure effective implementation and adherence to all compliance policies; Draft and/or review all relevant policies and procedures within the business line and provide compliance advice; Handle internal and external audit requests; Provide training and regulatory updates to front line staffs; Perform ad-hoc projects as assigned Requirements: Degree holder in Business, Finance, Law or other related disciplines; Minimum 8 years of legal and compliance experience from financial institutions; Sound knowledge in securities laws and regulations; Excellent communication and interpersonal skills; Strong business sense and problem-solving abilities; Detail oriented and able to multi task and work under pressure; Proficiency in spoken and written Mandarin and English.