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FINRA Jobs & Careers

New York City · Jobs in New York City

Founded
1936
Employees
3,000

Founded by Brian J. Kovack in 1936.

About FINRA

FINRA is a not-for-profit organization authorized by Congress to protect America’s investors by making sure the broker-dealer industry operates fairly and honestly.

Leadership at FINRA

The team at the top of the org chart.

RCPhoto of Robert W. Cook

Robert W. Cook

President & CEO

63 reports

RCPhoto of Robert L.D. Colby

Robert L.D. Colby

EVP & CLO

9 reports

SRPhoto of Steven J. Randich

Steven J. Randich

EVP & CIO, Technology

7 reports

JSPhoto of Jonathan S. Sokobin

Jonathan S. Sokobin

EVP & Chief Economist

1 report

DDPhoto of Denise Dombay

Denise Dombay

SVP & Chief Audit Executive

2 reports

JPPhoto of Jacqueline Perrell

Jacqueline Perrell

SVP & Chief of Staff

ASPhoto of Abby Slonecker

Abby Slonecker

SVP & Chief of Staff

MAPhoto of Marcia E. Asquith

Marcia E. Asquith

EVP, Board & External Relations

3 reports

RRPhoto of Robert Renner

Robert Renner

SVP, Finance & Administration

Board

DBPhoto of Deborah Bailey

Deborah Bailey

Governor

SDPhoto of Samir M. Deshpande

Samir M. Deshpande

Governor

MJPhoto of Maureen Jensen

Maureen Jensen

Governor

MKPhoto of Moira A. Kilcoyne

Moira A. Kilcoyne

Governor

WLPhoto of Wendy Lanton

Wendy Lanton

Governor

PHPhoto of Peggy Ho

Peggy Ho

Governor

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