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Purshe Kaplan Sterling Investments (PKS) jobs and careers

Albany, NY, United States

About Purshe Kaplan Sterling Investments (PKS)

Purshe Kaplan Sterling Investments ("PKS"​) is a full-service broker/dealer and financial services firm headquartered in Albany, New York. The Firm traces its roots to 1993 when it began as a regional brokerage firm. PKS has grown substantially over the past decade and now has over 440 offices and more than 1200 Registered Representatives operating in a classic open architecture environment. PKS is registered with the U.S. Securities and Exchange Commission and is a member of FINRA and the Municipal Securities Rulemaking Board. PKS clears its trades through National Financial Services LLC, offering state-of-the-art products and technology to our Registered Representatives. In addition, PKS provides access to every major Investment Company, hundreds of Variable Annuity products and access to some of the top professional money managers in the country. PKS is committed to providing its Registered Representatives with the freedom to offer clients a full spectrum of investment choices. PKS does not own investment products. The absence of proprietary products coupled with unrestricted access to investment products provides our Registered Representatives with the flexibility to help you achieve your investment objectives.

Employees
1,001 to 5,000
Headquarters
Albany

Leadership

The top of Purshe Kaplan Sterling Investments (PKS)'s org chart, with how many people report into each leader.

JPPhoto of J. Peter Purcell

J. Peter Purcell

Chief Executive Officer

40 reports

PSPhoto of Patrick Salazar

Patrick Salazar

Executive Director Of Operations

16 reports

KFPhoto of Katherine M. Flouton

Katherine M. Flouton

President

10 reports

PK

Peter Kvam

Chief Compliance Officer

4 reports

TBPhoto of Tracey Bohley

Tracey Bohley

Chief Financial Officer

4 reports

KF

Katherine Flouton

President

CMPhoto of Christopher Motta

Christopher Motta

Chief Operating Officer

Jobs at Purshe Kaplan Sterling Investments (PKS)

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