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Renaissance Regulatory Services jobs and careers

United States

About Renaissance Regulatory Services

Renaissance Regulatory Services (RRS) is a privately held boutique consulting firm based in Deerfield Beach, Florida. Our team is composed of former regulators and experienced compliance professionals with extensive backgrounds in SEC, FINRA, and state regulatory matters. We hold respected industry certifications, including: -FINRA Certified Regulatory Compliance Professional (CRCP) -NSCP Certified Regulatory Compliance Specialist (CRCS) -Certified Anti-Money Laundering Specialist (CAMS) RRS is widely recognized for delivering prompt, knowledgeable, and reliable compliance support. Our professionals are active participants in leading industry organizations and are frequent speakers at conferences focused on regulatory compliance. OUR SERVICES We provide comprehensive compliance, regulatory, and operational consulting services to a range of financial institutions, including: -Broker-dealers -Investment advisers -Private funds -Investment companies -Banks Our core services include: -SEC, FINRA, and state regulatory examinations -Development and review of written supervisory procedures -Internal controls testing -Regulatory reporting and filings -Registration services for firms and individuals All services are tailored to meet the specific needs of each client and can be delivered onsite or remotely. RRS is committed to helping firms strengthen their compliance programs through expert guidance, practical solutions, and responsive support—enhancing efficiency and reducing risk.

Founded
2006
Employees
11 to 50
Headquarters
United States

Leadership

The top of Renaissance Regulatory Services's org chart, with how many people report into each leader.

LD

Louis Dempsey

Founder, President

Jobs at Renaissance Regulatory Services

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