Partnership Compliance Consultant

This position is listed on behalf of a partner company, which manages all applications and next steps. Our partner is looking for a Partnership Compliance Consultant based in the United States. This is an excellent opportunity for a compliance professional to help financial services firms strengthen their regulatory frameworks and maintain audit and examination readiness.

In this client-facing role, you will conduct compliance reviews, mock regulatory examinations, and branch office assessments for investment advisers and broker-dealers. You will translate complex regulatory requirements into clear, risk-rated findings and actionable recommendations that help clients mitigate risks and improve compliance practices.

Working directly with clients, you will manage engagements from planning and testing through reporting and remediation guidance. You will also mentor junior consultants, contribute to industry education, and support the adoption of innovative compliance technology. This role offers a dynamic blend of regulatory expertise, consulting, relationship management, and professional development, with a combination of remote work, office-based activities, and client-site visits.