Compliance Officer - Gift City

Job Description – Compliance Officer Abans Investment Managers Limited (AIML) | GIFT City, Gandhinagar Department: Compliance & Regulatory Affairs Experience: Minimum 2 years in Compliance Location: GIFT City, Gandhinagar Regulatory Authority: International Financial Services Centres Authority (IFSCA) Role Overview AIML is proposing to establish a branch at GIFT City and explore registration with IFSCA under the Distributor category.

We are looking for a Compliance Officer to support the registration process, ensure regulatory compliance and establish the compliance framework for the proposed operations.

Key Responsibilities

Support the IFSCA registration and licensing process for the proposed Distributor business. Ensure compliance with applicable IFSCA regulations, guidelines and reporting requirements. Develop and implement compliance policies, internal controls and regulatory procedures. Oversee AML/KYC compliance, client due diligence and regulatory documentation.

Manage regulatory filings, periodic reporting and coordination with IFSCA. Monitor regulatory developments and ensure ongoing compliance with applicable requirements. Coordinate with internal stakeholders, auditors and regulatory authorities. Candidate Requirements Minimum 2 years of relevant experience in regulatory compliance, preferably within GIFT City or an IFSCA-regulated entity.

Understanding of IFSCA regulations, preferably relating to distribution of financial products or capital markets. Exposure to AML/KYC, regulatory reporting, compliance monitoring and documentation. Experience supporting regulatory registration or licensing processes will be an advantage. Graduate in Finance, Commerce, Law or a related discipline.

CA, CS or relevant professional qualifications preferred. Preferred Candidate Background Candidates from IFSCA-regulated entities, fund management companies, financial product distributors, wealth management firms, capital market intermediaries or financial services organizations.