Head of Securities Transfer

Mission Support and be able to treat all processing covering the management of activities relating to Securities Transfer changes which will affect all kind of assets (including alternative assets such as mutual funds, Private Equities and Hedge Funds). Manage and oversee a team processing in light of the funds activities including private equities.

Be able to work closely with our key players to meet our customers' expectations. Be responsible to lead, mentor staff and provide oversight to ensure events are processed timely and accurately. Be able to work closely with our key players to meet our customers' expectations. Management responsibilities: Present strategic opportunities to mitigate risk.

Maintain our KPI/KRI indices internal to our business with a view to mitigating the risk associated with the securities transfer activities. Be responsible for its activity by working closely with the various divisions of the bank in order to be up to date with the various regulations impacting our securities transfer activity.

Ensure department procedures are adhered to, review and maintain client task list and related SLA's. Communicate effectively and efficiently across departments, with staff, with senior management. Lead staff meetings, participate on project management and industry events. Ensure daily follow up in respect of pending issues and take appropriate measures for resolution.

Daily business responsibilities: Crossed analysis of the received information: custodian’s swifts, agent prospectus, contract notes and financial providers such as: Bloomberg, Telekurs. Perform control of reconciliation of holdings, entitlements determination, pending positions management. Be able to manage and control securities transfer instructions received from Wealth Management and external parties (transfer IN/OUT/Internal and funds registration process).

Control transmission of the deposits to our correspondents/Transfer Agents/Administrators and control of their safe delivery and acceptance. Follow-up of the topics and issues over the lifecycle of the securities transfer activities.

Your Profile

Bachelor’s degree Languages : French and English: fluent Personal skills: Think in "Problem-Action-Results" terms. Be proactive and driven. Show strong client service ethic. Maintain quality standards despite schedule pressures. Highly organized, manage tight deadlines within a high risk environment, ability to work under pressure.

Strong analytical skills with an ability to identify problems and propose solutions. Express opinions and criticism in a constructive way. Be a continuous learner. Adaptability, self-motivation and team work. Build lasting client relationships. Consistently comply with internal & external regulations. Strong analytical skills and organized.

Attention to detail and accuracy. Others Swiss Residence: Mandatory Core Competencies : Adherence to the company’s values: Dedication, Conviction, Agility and Responsibility

• Compliance with regulations and internal directives