TheJobsMapCanadian Investment Regulatory Organization
24 open roles
Trading Conduct Compliance Examiner
Toronto, ON, CANFull-timePosted Sep 30, 2026
Job description
Examine Dealers’ processes, procedures and supervision for their compliance with trading related Requirements as defined in the Universal Market Integrity Rules (UMIR) and the Investment Dealer and Partially Consolidated Rules (IDPC Rules). In addition, the examiner will participate in the review of trading related aspects of fixed income and OTC products.
Description copied from Canadian Investment Regulatory Organization's careers page. Read the full posting before you apply.
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