Associate, Capital Markets Operations Back Office Equities **

** This position will be under the Employee Referral Program in Hong Kong. Summary Within, Operations, Premises & Country COOs (OPC) based in Hong Kong, Capital Market Operations (CMO) teams are responsible to process the transaction activities for Credit, Rates, FX/MM, Securities and Equities for multiple geographies (APAC and EMEA). The Back Offices (CMB) provides operational services to multiple CA-CIB sites including Europe and Asia for all Capital Markets transaction including FX, MM, Derivatives, Equities, Structured trades and Fixed Income activities. This role is within the Capital Markets Back Office – Securities & Equity and activities includes Securities & Equity Settlement Extended support during Asian hours on trade confirmation monitoring You will discover business line related to the financial markets in an international environment and develop extensive skillset in Securities and Equities products of post-trade activities and their markets.

Key Responsibilities

Ensure transactional integrity in post trade system initiated by trading applications. Tracking of buy-sell transactions in the equity and convertible bond markets, including but not limited to repo, sec lending, shares and corporate action Monitoring of primary issuance of convertible bonds Monitoring of loan-to-loan and collateral transactions in the equity, bond and convertible bond markets Follow-up of settlements, including and not limited to triparty activities Responding to FO requests on current or future cases Monitoring the issuance and receipt of loan/loan invoices Track reconciliation and identification of potential gaps on loan/loan invoices Follow-up of payment of loan/loan invoices and follow-up of defaults.

Monitoring of projects and support new business Perform investigation in settlement discrepancies and related outstanding issues Assist Head of Back Office / Line manager to carry out common projects / global initiatives Ad hoc participation and support for projects for continuous improvement and optimization of management processes (specifications, user tests, process drafting) in conjunction with project teams, IT teams and management