Corporate Action - domestic custody clients

Note: ONLY PROFILES WHERE CANDIDATE HAS WORKED EXPERIENCE OF CORPORATE ACTIONS FOR DOMESTIC CUSTODY CLIENTS WILL BE CONSIDERED Grade: AVP Division: Custody Services Function: Settlements Unit Average No. of direct Reportees: 4-5 Job Role / KRA’s: To handle all types of voluntary corporate action events To handle processing of primary market events such as IPO, FPO, QIP, Private Placement, etc.

To handle execution of bids on exchange platform for OFS, buyback, open offer, etc. To handle ASBA processing for rights, IPO, FPO, call money. To ensure processing of Fund Transfer instructions within TAT. Familiar with FDI, FVCI regulations, and verification of regulatory documents Processing of Instructions received from the Clients.

Daily Mutual fund subscriptions and redemptions processing and reporting To handle client and auditor queries Various regulatory and internal audits need to be managed. Ensuring system UAT is completed on a timely basis. Responsible for having sufficient controls in every process. Experience in team management and appraisal is required Requirements Skills/Knowledge prerequisites Knowledge of Indian Capital Markets, SEBI & RBI Regulations for reporting of trades.

Knowledge of Corporate Action functions of Custody Educational Qualifications Graduate / Post Graduate / CA Experience Profile Custody operations knowledge required Target Companies Custody Services of Bank