Specialist, Regulatory Compliance Advisory

• Provide advice to compliance, business and functional groups on compliance related matters.

• Update business and functional groups on new and revised Regulatory Policy/Guidelines via briefing, email, etc.
• Review and update of compliance documents e.g. Group Compliance Framework & Policy, Group FATCA and CRS Policy, etc.
• Perform Self-Assessment Checklist on policy/guidelines issued by Regulators.
• Attend to BNM’s request via Kijangnet/BNM website, email on the regulations requirement and feedback (e.g exposure draft, notification, surveys) and track the completion timeline.
• Attend queries received from Branches via Compliance Helpdesk and ensure it is attended on timely manner.
• Preparation of monthly compliance report on new/revised guidelines for submission to relevant committees and Board.
• Prepare training material to Compliance FGs/FAs, business and functional groups, branches on compliance documents (framework, policy, guidelines) FEP, FATCA, CRS, etc when required.
• Perform any other tasks assigned by Supervisor/Management from time to time.