Sr. Manager - Corporate Actions & Custody Settlements

Grade: AVP Division: Custody Services Function: Settlements Unit Average No. of direct Reportees: 4-5 Important Note: ONLY PROFILES WHERE CANDIDATE HAS WORKED EXPERIENCE OF SETTLEMENTS FOR DOMESTIC CUSTODY CLIENTS WILL BE CONSIDERED Job Role / KRA’s: Ensuring Confirmation of Clearing House Trades on an exchange is done on a timely basis.

Ensuring all the Contract Notes received from Broker are processed. Ensuring Exchange Orders received are processed. Early Pay-In of Securities and Funds. Margin Payment of Funds. Processing instructions on NSDL. Processing of Hand Delivery Trades. Processing of Corporate Debt Trades. Interacting with Brokers & Exchanges.

Ensuring Client reports are sent on a timely basis. Processing of trades for PMS clients. Processing of trades for FDI clients. Responsible for ensuring clean Audits. Responsible for having Standard Operating Procedures and checklists in place for every activity. Responsible for having sufficient controls in every process.

Ensure Regulatory requirements are complied. Responsible for meeting existing agreed TAT’s with Clients. Ensuring all the reports are sent to Exchange & Clearing Corporations on time Requirements JOB REQUIREMENTS: Skills/Knowledge prerequisites: Knowledge of Indian capital markets and SEBI & RBI Regulations for Custodian, equity, and debt settlement of trades.

Educational Qualifications: Commerce Graduate from any University. Experience Profile: The job requires at least 8-10 years of experience, preferably in the Custody Services unit of any Bank. Target Companies: HDFC Bank, ICICI Bank, Axis Bank, Yes Bank, SBI, Citibank, Standard Chartered Bank, Deutsche Bank AG, BNP Paribas, HSBC, J.

P. Morgan Chase, DBS Bank, Stock Holding Corporation of India