Audit Manager (Personal Banking and Wealth Management)

Responsibilities

Lead and manage internal audit engagements in Personal Banking and Wealth Management sector from planning, risk assessment, fieldwork to reporting Assess compliance with relevant regulations and standards, evaluate the effectiveness of risk management and internal controls, identify areas for improvement and provide sound recommendations, validate effectiveness of remediation Provide business stakeholders with recommendations on how to improve efficiency or optimize business processes and practices Support ad-hoc projects as required Requirements: Degree or above with major in Accountancy, Finance, Statistics, Risk Management or related disciplines Professional qualification of CPA or CIA or equivalent; CFA, FRM, CAMS, ACFE will be a plus 4 years or above experience in audit firms (preferably with sizable audit firms) and/or financial institutions, in the role of auditing or risk & control functions.

Candidates with less experience will be considered for the position of Deputy Audit Manager. Solid experience in Personal Banking Sector (including retail lending, credit card, wealth management, branch operations, etc.), preferably in roles with duties of auditing, compliance review, control assessment, etc. Familiar with relevant laws & regulations, standards and market practices; knowledge of relevant regulatory requirements and practices in Southeast Asia would be an advantage Good team-player with excellent project management, communication and interpersonal skills; Excellent report writing skills and self-motivated Familiar with data analytics or data science; knowledge of modeling, artificial intelligence would be an advantage Proficiency in spoken and written Chinese and English, with good command of Mandarin Occasional travelling mainly to Southeast Asia is required