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Supervisory Officer

United States - New York, Compliance, Global Wealth ManagementPosted Oct 6, 2026

Job description

Are you an expert on risk and supervision? Do you know how to make the right call in challenging situations? We're looking for someone like this who can:

  • help drive initiatives related to sales supervision, compliance and business risk, including implementation and education
  • review various supervision processes
  • support branches in the Branch Review and Group Internal Audit processes, visiting branches, and working on action plans for those with failed audits
  • partner with Compliance, including providing input to policy and supporting communication of policies
  • serve as a point of contact for issues that cannot be resolved, and escalate issues as required

Description copied from UBS's careers page. Read the full posting before you apply.

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