Business Compliance and Operational Risk Manager / Deputy Business Compliance & Operational Risk Manager (BWO)

Responsibilities

Conduct regular operations and compliance monitoring program on risky areas to ensure the business processes are in accordance with regulatory requirements and policies of the Bank Formulate, evaluate, and roll-out the adequacy of control procedures, make recommendations for improvement and constantly monitor high risk areas Monitor the implementation of rectifications and enhancement measures in relation to operations risk management and compliance issues Work closely with business and second line of defense to implement regulatory and internal requirements on compliance and operation risk related issues Assist the business in drafting policies and procedures that meet local regulatory and Bank requirements.

Perform regular and ad hoc monitoring on relevant business activities and prepare management reports on compliance and operation risk related issues Conduct training to staff for promoting compliance and operational risk management awareness Requirements: Degree or above, preferably with relevant qualification (e,g. CPA, ACCA, CAMS, CIA, ECF-ORM Role 2

• Professional Level etc.) 1 - 3 years solid experience in banking operations, of which specialized in operational risk management or relevant experience in internal control or auditing Independent, excellent analytical, time management and interpersonal skills, with ability to prioritize tasks Good team player Good communication skill (including in Cantonese, Mandarin, English, spoken and written) Candidates with less experience will be considered as Assistant Business Compliance and Operational Risk Manager